FantasticSearch

Scroll to: TopResults

Explore European Union Legislation by Asking a Legal Question

assisted-checkbox

filter-instruction-1
positive-filters
negative-filters
act-filter tabs-all

parameters-title

query

assisted-checkbox:

result-title

total 2

Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)

article  annex_II

CELEX:  02009R1060-20250117

INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION
1. Full name of the credit rating agency, address of the registered office within the Union ◄ 2. Name and contact details of a contact person and of the compliance officer 3. Legal status 4. Class of credit ratings for which the credit rating agency is applying to be registered 5. Ownership structure 6. Organisational structure and corporate governance 7. Financial resources to perform credit rating activities 8. Staffing of credit rating agency and its expertise 9. Information regarding subsidiaries of credit rating agency 10. Description of the procedures and methodologies used to issue and review credit ratings 11. Policies and procedures to identify, manage and disclose any conflicts of interests 12. Information regarding rating analysts 13. Compensation and performance evaluation arrangements 14. Services other than credit rating activities, which the credit rating agency intends to provide 15. Programme of operations, including indications of where the main business activities are expected to be carried out, branches to be established, and setting out the type of business envisaged
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)

article  annex_II

CELEX:  02009R1060-20250117

16. Documents and detailed information related to the expected use of endorsement 17. Documents and detailed information related to the expected outsourcing arrangements including information on entities assuming outsourcing functions.