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Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (Text with EEA relevance) article 1 CELEX: 02019L2034-20241224 Subject matter
This Directive lays down rules concerning: (a) the initial capital of investment firms; (b) supervisory powers and tools for the prudential supervision of investment firms by competent authorities; (c) the prudential supervision of investment firms by competent authorities in a manner that is consistent with the rules set out in Regulation (EU) 2019/2033; (d) publication requirements for competent authorities in the field of prudential regulation and supervision of investment firms. |